What does Badgley Phelps do with with your personal information?


Why?

Financial companies choose how they share your personal information. Federal law gives consumers the right to limit some but not all sharing. Federal law also requires us to tell you how we collect, share and protect your information. Please read this notice carefully to understand what we do.

What?

The types of personal information we collect and share depend on the product or service you have with us. This information can include:

  • Portfolio holdings, account balances and transaction history
  • Investment experience and risk tolerance
  • Social Security number, tax information and income
  • Bank and money transfer instructions

 

When you are no longer a client, we continue to follow the same process described in this notice regarding the sharing of your information.

How?

All financial companies need to share their clients’ personal information to run their everyday business. In the section below, we list the reasons financial companies can share their clients’ personal information; the reasons Badgley Phelps chooses to share; and whether you can limit this sharing.

Reasons we can share your personal information

Does Badgley Phelps
share?

Can you limit this
sharing?

  For our everyday business purposes ‐‐
  such as to process your transactions, maintain your account(s),
  respond to court orders and comply with regulatory requirements
Yes No
  For our marketing purposes ‐‐
  to offer our products and services to you
No We do not share
  For joint marketing with other financial companies No We do not share
  For our affiliates’ everyday business purposes ‐‐
  information about your transactions and experiences
No We do not share
  For our affiliates’ everyday business purposes ‐‐
  information about your creditworthiness
No We do not share
  For nonaffiliates to market to you No We do not share

Questions?

Call (206) 623‐6172 or email info@badgley.com

Who we are

Who is providing this notice? - Badgley Phelps Wealth Managers

What we do

How does Badgley Phelps protect my personal information? - To protect your personal information from unauthorized access and use, we use industry standard security measures that include computer safeguards and secure office.

How does Badgley Phelps protect my personal information? - We collect your personal information, for example, when you

  • open an account or request an initial consultation with us
  • provide us with your personal financial information
  • tell us about your portfolio goals
  • show us your government‐issued ID or driver’s license
  • when you deposit money or we process your funds transfer requests

 

Why can’t I limit all sharing? - Federal law gives you the right to limit only

  • sharing for affiliates’ everyday business purposes ‐‐ information about your creditworthiness
  • affiliates using your information to market to you
  • sharing for nonaffiliates to market to you
State laws and individual companies may give you additional rights to limit sharing. (See below for more on your rights under state law.)

 

Definitions

Affiliates - Companies related by common ownership or control. They can be and nonfinancial companies.

  • We have no affiliates

 

Nonaffiliates - Companies not related by common ownership or control. They can be financial and nonfinancial companies.

  • Nonaffiliated business partners include Charles Schwab & Co., Inc. and Barwick & Partners, Inc.

 

Joint Marketing - A formal agreement between nonaffilated financial companies together market financial products or services to you

  • We do not have joint marketing agreements

 

Other Important Information

You may have privacy protections under applicable state laws, including those for California residents. To the extent the state laws apply, we will comply with them when we share information about you, and in some cases this information may be limited by you.

For California Residents:
The California Information Privacy Act provides additional protections regarding whether we share your personal information. We will not share information we collect about California residents with outside companies except as permitted by law.